Comment by expensive_news
Comment by expensive_news 5 days ago
That last point (compliance gaps in fintech) sounds fascinating. Is there a place that I could read more about this?
Comment by expensive_news 5 days ago
That last point (compliance gaps in fintech) sounds fascinating. Is there a place that I could read more about this?
Compliance gaps / legal analysis is a pretty common theme in my community (meaning - it was mentioned 3-4 times by different teams). Here is how the approach usually looks like:
0. (the most painful step) Carefully parse all relevant documents into a structural representation that could be walked like a graph.
1. Extract relevant regulatory requirements using ontology-based classification and hybrid searches.
2. Break regulatory requirements into actionable analytical steps (turning a requirement into checklist/mini-pipeline)
3. Dynamically fetch and filter relevant company documents for each analytical step.
4. Analyze documents to generate intermediate compliance conclusions.
5. Iteratively validate and adjust analysis approach as needed.
6. Summarize findings clearly, embedding key references and preserving detailed reasoning separately.
7. Perform gap analysis, prioritizing compliance issues by urgency.